Our Corporate Policy
Collection and Use of Personal Information
Hudson Heritage Capital Management, Inc., and its related companies, called affiliates, work together to bring you financial products and services. We collect only relevant client and consumer information that we are either allowed or required by law to obtain for conducting business, such as:
Information we receive from you on account applications or other forms, such as name, address, Social Security number, assets, income and similar information. We use this information to administer your account, process transactions requested by you, provide customer services, evaluate your investment needs, and identify other products and services that may interest you.
Sharing of Information Within Hudson Heritage Capital Management, Inc.
All or a portion of information collected through applications and forms or information relating to your transactions and experiences with us may be shared among Hudson Heritage Capital Management, Inc.’s affiliates.
Sharing of Information Outside Hudson Heritage Capital Management, Inc.
As permitted by law, we may disclose some or all of the information described above with companies outside Hudson Heritage Capital Management, Inc. to service your accounts, improve our services, provide products and services you've requested, and inform you about products or services of interest to you. Such companies may include:
Financial companies, that perform services on our behalf, e.g., investment management companies, companies that prepare account statements, companies that assist us in communicating or marketing our services.
Protecting the Confidentiality of Your Personal Information
All Hudson Heritage Capital Management, Inc. employees are instructed to use strict standards of care regarding the confidentiality of your nonpublic personal information as outlined in firm policies. Employees not adhering to our firm policies are subject to disciplinary action. We maintain physical, electronic and procedural safeguards that comply with applicable laws to protect your nonpublic personal information